SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Marcus Gail Boxer

(Last) (First) (Middle)
201 INDUSTRIAL ROAD

(Street)
SAN CARLOS CA 94070

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Natera, Inc. [ NTRA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/20/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/20/2020 M 11,400 A $7.86 11,400 D
Common Stock 11/20/2020 M 679 A $10.73 12,079 D
Common Stock 11/20/2020 M 786 A $9.51 12,865 D
Common Stock 11/20/2020 M 419 A $10.18 13,284 D
Common Stock 11/20/2020 M 923 A $10.29 14,207 D
Common Stock 11/20/2020 M 412 A $10.29 14,619 D
Common Stock 11/20/2020 M 439 A $21.59 15,058 D
Common Stock 11/20/2020 M 468 A $20.27 15,526 D
Common Stock 11/20/2020 M 712 A $13.6 16,238 D
Common Stock 11/20/2020 M 691 A $20.27 16,929 D
Common Stock 11/20/2020 M 614 A $25.64 17,543 D
Common Stock 11/20/2020 M 236 A $37.06 17,779 D
Common Stock 11/20/2020 M 582 A $35.71 18,361 D
Common Stock 11/20/2020 M 442 A $40.93 18,803 D
Common Stock 11/20/2020 M 88 A $40.93 18,891 D
Common Stock 11/20/2020 M 278 A $46.92 19,169 D
Common Stock 11/20/2020 S(1) 19,169 D $85.2942 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $7.86 11/20/2020 M 11,400 (2) 04/16/2027 Common Stock 11,400 $0 5,130 D
Stock Option (right to buy) $10.73 11/20/2020 M 679 (2) 07/13/2027 Common Stock 679 $0 0 D
Stock Option (right to buy) $9.51 11/20/2020 M 786 (2) 12/07/2027 Common Stock 786 $0 0 D
Stock Option (right to buy) $10.18 11/20/2020 M 419 (2) 01/11/2028 Common Stock 419 $0 0 D
Stock Option (right to buy) $10.29 11/20/2020 M 923 (2) 04/12/2028 Common Stock 923 $0 0 D
Stock Option (right to buy) $10.29 11/20/2020 M 412 (2) 04/12/2028 Common Stock 412 $0 0 D
Stock Option (right to buy) $21.59 11/20/2020 M 439 (2) 07/12/2028 Common Stock 439 $0 0 D
Stock Option (right to buy) $20.27 11/20/2020 M 468 (2) 10/25/2028 Common Stock 468 $0 0 D
Stock Option (right to buy) $13.6 11/20/2020 M 712 (2) 01/24/2029 Common Stock 712 $0 0 D
Stock Option (right to buy) $20.27 11/20/2020 M 691 (2) 04/11/2029 Common Stock 691 $0 0 D
Stock Option (right to buy) $25.64 11/20/2020 M 614 (2) 07/11/2029 Common Stock 614 $0 0 D
Stock Option (right to buy) $37.06 11/20/2020 M 236 (2) 10/10/2029 Common Stock 236 $0 0 D
Stock Option (right to buy) $35.71 11/20/2020 M 582 (2) 01/23/2030 Common stock 582 $0 0 D
Stock Option (right to buy) $40.93 11/20/2020 M 442 (2) 06/11/2030 Common Stock 442 $0 0 D
Stock Option (right to buy) $40.93 11/20/2020 M 88 (2) 06/11/2030 Common Stock 88 $0 0 D
Stock Option (right to buy) $46.92 11/20/2020 M 278 (2) 07/09/2030 Common Stock 278 $0 0 D
Explanation of Responses:
1. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.95 to $85.49 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
2. The option shares are fully vested and may be exercised at any time.
/s/ Tami Chen, attorney-in-fact 11/24/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.